Group Compliance Officer
I have the fun job of ensuring that the business operates in compliance with the myriad of regulations that apply to it. This can take many forms, such as analysing regulatory papers and their impact, preparing procedures, training staff, monitoring the firm’s compliance day to day and speaking with clients. I enjoy the ethos of the business, which puts clients first and allows the spirit of the regulations to be complied with. This leads to the best results for both clients and the firm.
I joined from Tilney where I was Deputy Head of Compliance having previously held senior compliance positions in the wealth management businesses of accounting firms Baker Tilly & BDO. I started my career at the Bank of England, having also spent time at Lehman Brothers and Capita.
I’m a Chartered Fellow of the Chartered Institute for Securities and Investment and a member of its Compliance Forum Committee. As part of my committee work, I help organise and deliver training to fellow compliance professionals. This provides great opportunities to network and benchmark best practice.
Away from the office, I enjoy living in the Kent countryside and spending time with my family, particularly my two lively young grandchildren. For fun, I love travelling (everyone thinks I have too many holidays) and live music of all kinds and scale, whether it’s sitting in a pub listening to a band, an orchestra in a concert hall or standing in a field at a festival. I play the ukulele (badly).
London +44 20 3039 3040